Freelance Specialist Regulatory Compliance Investment Banking

For an international investment bank based in Frankfurt, we are looking for support for a compact but internationally connected compliance team in the wholesale business.

• Project start: 10/2026
• Duration: 12–14 months
• Workload: 2 days/week on-site in Frankfurt
• Location: Frankfurt am Main

Responsibilities

• Ongoing management of the compliance programme, including controls and reporting
• Advising trading desks and senior management on compliance matters
• Submitting regulatory filings and registrations within deadlines
• Compliance monitoring, testing and audits
• Close coordination with international locations within a matrix structure

Profile

• 5+ years of experience in regulatory compliance
• Understanding of products and processes in Investment Banking / Global Markets
• Hands-on mentality
• English: business fluent (C1), German language skills welcome but not essential

Interested? Feel free to send me your CV at michael.wolz@jcwgroup.com